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Phys. Ther. Korea 2024; 31(2): 104-113

Published online August 20, 2024

https://doi.org/10.12674/ptk.2024.31.2.104

© Korean Research Society of Physical Therapy

Biomechanical Variances in the Development of Forward Head Posture

Yasemin Deniz1 , PT, MSc, Esra Pehlivan2 , PT, PhD, Eda Cicek3 , PT, MSc

1Department of Physical Therapy, College of Health Science, Sun Moon University, Asan, Korea, 2Department of Physiotherapy and Rehabilitation, Faculty of Hamidiye Health Sciences, University of Health Sciences, Istanbul, Turkiye, 3Department of Arts and Physical Education, Healthy and Exercise Science, Inha University, Incheon, Korea

Correspondence to: Yasemin Deniz
E-mail: yyasemindeniz@gmail.com
https://orcid.org/0009-0000-2769-7942

Received: April 23, 2024; Revised: June 12, 2024; Accepted: June 13, 2024

This is an Open Access article distributed under the terms of the Creative Commons Attribution Non-Commercial License (http://creativecommons.org/licenses/by-nc/4.0) which permits unrestricted non-commercial use, distribution, and reproduction in any medium, provided the original work is properly cited.

Abstract

Forward Head Posture (FHP) involves the anterior positioning of the head relative to the shoulders, often associated with muscular imbalances. It is known that individuals with FHP experience shortening of craniocervical extensors and cervical flexors. However, contrary to the understanding of flexion in the craniocervical extension subaxial region, a study has reported flexion in the craniovertebral spinal vertebrae among individuals with FHP. The aim of this study was to examine the consistency of biomechanical study results conducted for FHP. The relevant studies were investigated in PubMed and Google Scholar databases using the keywords “forward head posture OR cervical sagittal alignment OR cervical spine AND biomechanics OR kinetic analysis OR kinematic analysis.” During the research selection process, only nine studies relevant to the purpose of our study were identified. Out of these nine studies, four conducted kinematic analysis related to FHP formation, while six conducted kinetic analysis. During the comparison of these studies, five inconsistencies were identified. Biomechanical studies on FHP reveal conflicting findings, suggesting potential variability in the biomechanics of FHP formation across individuals. However, drawing definitive conclusions requires further exploration through additional biomechanical investigations on FHP in the future.

Keywords: Biomechanical analysis, Forward head posture, Kinematic analysis, Kinetic analysis, Sagittal alignment

Article

Review Article

Phys. Ther. Korea 2024; 31(2): 104-113

Published online August 20, 2024 https://doi.org/10.12674/ptk.2024.31.2.104

Copyright © Korean Research Society of Physical Therapy.

Biomechanical Variances in the Development of Forward Head Posture

Yasemin Deniz1 , PT, MSc, Esra Pehlivan2 , PT, PhD, Eda Cicek3 , PT, MSc

1Department of Physical Therapy, College of Health Science, Sun Moon University, Asan, Korea, 2Department of Physiotherapy and Rehabilitation, Faculty of Hamidiye Health Sciences, University of Health Sciences, Istanbul, Turkiye, 3Department of Arts and Physical Education, Healthy and Exercise Science, Inha University, Incheon, Korea

Correspondence to:Yasemin Deniz
E-mail: yyasemindeniz@gmail.com
https://orcid.org/0009-0000-2769-7942

Received: April 23, 2024; Revised: June 12, 2024; Accepted: June 13, 2024

This is an Open Access article distributed under the terms of the Creative Commons Attribution Non-Commercial License (http://creativecommons.org/licenses/by-nc/4.0) which permits unrestricted non-commercial use, distribution, and reproduction in any medium, provided the original work is properly cited.

Abstract

Forward Head Posture (FHP) involves the anterior positioning of the head relative to the shoulders, often associated with muscular imbalances. It is known that individuals with FHP experience shortening of craniocervical extensors and cervical flexors. However, contrary to the understanding of flexion in the craniocervical extension subaxial region, a study has reported flexion in the craniovertebral spinal vertebrae among individuals with FHP. The aim of this study was to examine the consistency of biomechanical study results conducted for FHP. The relevant studies were investigated in PubMed and Google Scholar databases using the keywords “forward head posture OR cervical sagittal alignment OR cervical spine AND biomechanics OR kinetic analysis OR kinematic analysis.” During the research selection process, only nine studies relevant to the purpose of our study were identified. Out of these nine studies, four conducted kinematic analysis related to FHP formation, while six conducted kinetic analysis. During the comparison of these studies, five inconsistencies were identified. Biomechanical studies on FHP reveal conflicting findings, suggesting potential variability in the biomechanics of FHP formation across individuals. However, drawing definitive conclusions requires further exploration through additional biomechanical investigations on FHP in the future.

Keywords: Biomechanical analysis, Forward head posture, Kinematic analysis, Kinetic analysis, Sagittal alignment

Fig 1.

Figure 1.The experimental setup used for the kinematic analysis of forward head posture. (A) Computed tomography scan, (B) static three-dimensional (3D) model, (C) Testing Apparatus, (D) Optotrak motion data, (E) dynamic 3D model, (F) anatomical literature from Gray H. Anatomy of the Human Body. Philadelphia, PA: Lea & Febiger; 1918, and (G) 3D muscle model. Adapted from the article of Khayatzadeh et al. (Phys Ther 2017;97(7):756-66) [13].
Physical Therapy Korea 2024; 31: 104-113https://doi.org/10.12674/ptk.2024.31.2.104

Fig 2.

Figure 2.PRISMA flow diagram of study selection.
Physical Therapy Korea 2024; 31: 104-113https://doi.org/10.12674/ptk.2024.31.2.104

Table 1 . General characteristics of the selected studies.

StudyCriteria for
recognizing FHP
General characteristics of participantsOutcomesMain outcomes
Khayatzadeh et al. [13], 2017SVA13 Fresh-frozen cadaveric cervical spine specimens (9 males, 4 females)
Age = 54 ± 15 years
Muscle length, segmental angular motionKinematic changes:
C0–C2: Hyperextension occurs
C2–C7: Flexion occurs
Muscle length changes:
Shortened muscles:
Occipital extensor muscles
Cervical flexor muscles
Elongated muscles:
Occipital flexor muscles
Cervical extensor muscles
Patwardhan et al. [16], 2015SVA10 Cadaveric cervical spines (occiput–T1)
Age = 54 (21–59) years
Segmental angular motionForward head displacement:
Displacement: 4 cm forward
Resulting extension:
Approximately 12 degrees of extension between
the occiput and C1
Approximately 12 degrees of extension between
C1 and C2
Resulting flexion:
Approximately 10 degrees of flexion below C5–C6
Study findings on SVA (sagittal vertical axis):
Subaxial spinal vertebrae (below C2): Increased SVA results in flexion
Axial vertebrae (C0–C2): Increased SVA results in hyperextension
Lin et al. [10], 20221. CVA for NHP = 55
2. CVA for slight FHP = 55° > and < 45°
3. CVA for severe FHP 45° > and 35° <
6 Cadavers(4 males and 2 females)
Age = 86.2 ± 8.7 years
Deep neck muscle lengthComparison of neutral posture to slight (FHP):
Shortening observed:
Upper SSC muscle
RCP muscles
Lengthening observed:
Longus capitis muscle
Splenius cervicis muscle
Comparison of neutral posture to severe FHP:
Shortening observed:
All occipital extensors (excluding OCS)
Lengthening observed:
All cervical extensor muscles
Superior oblique part of the LCo muscle
Comparison of slight FHP to severe FHP:
Elongation observed:
Superior oblique part of the LCo muscle
Fercho et al. [18], 2023N = 25(11 females and 15 males)
Age = 23.36 ± 2.79 years
Segmental angular motionSitting posture while using a phone:
C0–C1 Joint:
33.33 degrees of flexion
Subaxial spinal segments:
1.05 degrees of extension
Standing while using a phone:
C0–C1 region:
27.50 degrees of flexion
Subaxial spinal segments:
2.50 degrees of flexion
Walking while using a phone:
C0–C1 region:
32.03 degrees of flexion
Subaxial vertebrae:
3.30 degrees of extension
Eun et al. [19], 2020CVA < 48°FHP = 24 (15 males)
CVA = 44.8° ± 2.0°
NHP = 27 (10 males)
CVA = 52.5° ± 3.0°
Age = 32.6 ± 4.8 years (for all participants)
Muscle strength (UCE, LCE, UCF, LCF)Statistical observations:
Significant decreases:
Strength of LCE
Strength of UCF
Non-significant changes:
Strength of LCF
Strength of UCE
Significant increase in ratio:
LCF strength to LCE strength in the FHP group
No significant change in ratio:
UCF strength to UCE strength
Bokaee et al. [11], 2017CVA < 48°FHP = 35 females
Age = 24.94 years (5.13)
CVA = 43.76°
NHP = 35 females
Age = 25.18 years (5.52)
CVA = 54.26°
Cervical muscle thickness (RCP, OCS, SSC, SCM, and LCo)Statistical observations:
Significant increase:
Thickness of the SCM muscle in the FHP group
Non-significant changes:
Increases in the thickness of other muscles
(RCP, OCS, SSC, LCo) in the FHP group
Goodarzi et al. [9], 2015CVAFHP (n = 20)
CVA = 43.43° ± 2.58°
Age = 21.30 ± 2.36 years
NHP (n = 20)
CVA = 55.90° ± 2.25°
Age = 21.85 ± 2.87 years
Extensor muscles thickness at rest (multifidus, SSCe, SSC, Sca and UT)Statistical observations on muscle groups:
No statistically significant changes:
Occipital extensor muscles
Cervical extensor muscles
Thickness observations in the occipital extensor muscle group:
Muscles found to be thinner:
Sca muscle
SSC muscle
p-values:
The p-values for the Sca and SSC muscles indicated
that these muscles were thinner compared to
other muscles in the occipital extensor group.
Goodarzi et al. [20], 2018CVA < 49°FHP (n = 20)
CVA = 43.43° ± 2.58°
Age = 21.30 ± 2.36 years
NHP (n = 20)
CVA = 55.90° ± 2.25°
Age = 21.85 ± 2.87 years
Difference in thickness change of extensor muscles during contraction and relaxation (multifidus, SSCe, SSCa, Sca and UT)Change in muscle thickness between rest and isometric muscle contraction:
Statistically significant decrease:
SSC muscle within the occipital extensor muscle
group
Quek et al. [21], 2013CVAN = 51 (29 females, 22 males)
Age = 66 ± 4.9 years (60–78)
CVA = 45.6° ± 6.7° (31–59)
ARoM for upper and general cervical rotation and cervical flexionCVA was found to be significantly correlated with increased cervical flexion (Spearman r = 0.30) and general rotation RoM (r = 0.33), but no significant association was observed with upper cervical rotation RoM (r = 0.15).

FHP, froward head posture; NHP, neutral head posture; ARoM, active range of motion; SVA, sagittal vertical axis; CVA, craniovertebral angle; UCE, upper cervical extensor; LCE, lower cervical extensor; UCF, upper cervical flexor; LCF, lower cervical flexor; RCP, rectus capitis posterior; OCS, oblique capitis superior; SCM, sternocleidomastoid; LCo, longus coli; UT, upper trapezius; Sca, splenius capitis; SSC, semispinalis capitis; SSCe, semispinalis cervicis..